Guidelines on project design for LIFE (Local Initiative Facility for Urban Environment) Programme grants support. UNDP Kyrgyzstan

What is LIFE Programme?
LIFE's philosophy and principles;LIFE's objectives;
LIFE's methodology: three stage process . LIFE in Kyrgyzstan
LIFE's Main Areas of Project Competition Support at the Community Level;Who can apply;Grant proposal application procedure;Project categories ;Project selection criteria and requirements
Appendix 1. Terms of reference; Appendix 2. Project proposal format
Appendix 3. Project objectives, goals and expected results; Appendix 4. Project budget; Appendix 5. Applicant information; Appendix 6. Bank details
 
1. What is LIFE Programme
The LIFE global pilot programme was started by the UNDP decision in 1992 and consists of 12 countries and a few regional and inter-regional programmes supported by LIFE. The 12 LIFE countries are spread over all the regions.
2. LIFE Philosophy and Principles
LIFE is based on the premise that participation and cooperation by all actors are the most important factors for bringing sustained improvement in the environmental conditions and that "dialogue" and open communication are powerful ways for achieving effective partnerships and participation
3. LIFE Objectives
LIFE promotes local - local dialogue and collaborations between various stakeholders at all levels to improve urban environment conditions, which eventually lead to appropriate changes in policies and functioning styles.
3.1. Capacity building and empowerment of urban poor through financing of urban poor and their organizations projects, addressed to their needs. Projects are implemented and managed in cooperation with other urban communities parties.
3.2. Creation the environment of partnership, cooperation and dialogue among different local organizations, movements, population groups. Projects become to be a definite basis gathering different parties in definite activities in order to solve definite problems. These activities clarify the capacity and importance of each party. 3.3. Two mentioned above conditions of local self-governance based on the principal of participation in decision making, should be institutionalized in policy, resolutions, legislative acts, capacity building measurements etc. Thus, the population is empowered and builds it's capacity as own rights.
3.4. To implement last article LIFE promotes the importance of 3.1 and 3.2 articles for political governance and public opinion formation. To do so following measurements are organized: visits to project implementation sites, experience exchange, documentation of lessons learned from implemented projects analysis in order to define shortcomings and to bring new ideas. This analysis is used as for promotion as for political negotiations and dialogs.
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4. LIFE Methodology: A Three Stage Process
4.1. Upstream: Catalyzing a dialogue on national and local levels, developing activities main directions, gathering a support from civil society, population and the state.
4.2. Downstream: Effective and collaborative small projects which address mainly urban environment problems; promotion of local -local dialogue and cooperation on local level, empowerment capacity building of local stakeholders and partners.
4.3. Upstream: Exchanging experiences, influencing policies and institutionalizing (transformation into organizational and legal forms) of LIFE methodology.
5. LIFE institutional framework in Kyrgyzstan
Institutional framework includes:
-LIFE National Steering Committee, consists of 13 members representing NGOs, local municipality bodies, urban communities, international programmes
-UNDP country office focal point
-LIFE Programme National Coordinator and Assistant
-LIFE office
6. LIFE Main Areas of Project Competition Support at the Urban Communities Level
The main programme objective is to develop life conditions of urban poor through encouragement of activities in three spheres:
- political (local self governance based on principles of participation, capacity building and empowerment of urban poor)
- economical (income generating activities, purchase of property, new market relations among urban poor, public organizations, municipalities)
- ecological (urban environment, sanitary and hygiene)

The projects are accepted into consideration if would create economical and legislative initiatives in measurements implementation process, develop urban ecology (urban environment, sanitary and hygiene), foresee direct participation of urban poor or their organizations in project design, implementation and monitoring, involve gender issues.

7. Who can apply? (Which organizations can apply)

Projects for LIFE Programme grants support can be submitted by legally registered (posses a certificate of registration from The Ministry of Justice or it's regional branches) local municipality bodies, non-profit NGO and public organizations, condominiums. Project activities should be directed to municipal territories only.
Local municipality bodies can submit projects, restricted to following areas:
- Practice of referendums, round tables and other joint actions, including public considerations and discussions over design and taking of decisions on improvement of urban poor environment.
- Encouragement of urban poor interests in planning of urban society development through development of "Urban poor environment improvement" item, as an element of perspective and annual plan for urban society development
- Encouragement of private and public initiatives in water supply, heating, waste collection and processing, sanitation and other municipal services, improvement of environmental conditions.
- Establishment of learning-consulting-production centers to improve urban poor settlements environmental conditions
- Design of strategy and activities plan on improvement of urban poor settlements environment not with external aid only, but with self organization, changes in culture of behavior, living, use of own sources.

There are no restrictions under main areas of support, shown in item 6 above, for condominiums, non-government and public organizations.

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8. Grant proposal application procedure.
·· Applicant applies to LIFE National Coordinator (NC) or LIFE office to obtain application forms and guidelines
· With assistance of NC/Asstistant or personally, applicant prepares project concept and consults over it with NC or National Steering Committee member
· In case the project concept is approved, applicant starts to prepare project proposal using application form standard
· Ready enclosed project proposals to be submitted to LIFE office or UNDP "Poverty alleviation component" regional PIU offices
· National Coordinator examines received project proposals to ensure it fits LIFE programme principles (item 2), objectives (item 3), methodology (item 4), main areas of activity (item 6), the form and context of project proposal format (see Appendix 2-6). Checked project proposals to be submitted to National Steering Committee to compete. Unsuccessful project proposals neither to be returned nor reviewed. Only successful applicants to be informed of competition results
· Approved project proposals are included to LIFE programme country work plan via signing the contract between applicant and UNDP Kyrgyzstan Country Office
9. Project categories
Projects are divided on three categories up to time frames and capacity of works applied in project proposal:
· Short term - up to 3000 US dollars with implementation period up to 3 months.
· Midterm - from 3000 to 5000 US dollars with implementation period up to 6 months.
· Long term - from 5000 to 10000 US dollars with implementation period up to 12 months.

Grants payment schedule is multi-stage process (see Table 7-1). First prepayment is made after signing a contract and can vary from 10 to 50 % of a total required sum.

There are 4 planned cycles for grant application and further project realization:
I. Application period is- February 2002. Application deadline is to be announced. Priority to be given to short and mid term projects.
II. Application period is- August 2002. Application deadline is to be announced. Priority to be given to short and mid term projects.
III. Application period is- February 2003. Application deadline is to be announced. Priority to be given to mid and long term projects.
IV. Application period is- August 2003. Application deadline is to be announced. Priority to be given to short term projects.

10. Project requirements and selection criteria.
10.1.Essential requirements. National Steering Committee examines projects if they:
· Foresee co-financing concept, thus resources required from LIFE are less than half of the total project cost, other project cost share should be realized for applicant's, partners, other programmes and donor funds;
· Initiate cooperation among local organizations (NGOs, public organizations, condominiums, population, local municipalities) in project design, realization, monitoring and management;
· Fit to project proposal format and it's context.

The project is not eligible to compete, if it does not fit to even one of mentioned above requirements.

10.2.Evaluation criteria. The priority is to be given to those competitive projects, which:
· Address to essential needs of urban and urban-type poor;
· Create stable employment for urban poor not for grant period only, but furthermore;
· Develop capacity of urban poor through provision of new practical skills, knowledge, encourages establishment of their unions, groups, societies;
· Attract and implement innovative social and specific (technical, engineering, agro-biological) technologies;
· Attract additional funds of other national, international, foreign programmes and donors;
· Foresee establishment of scheme for funds revolving and their re-investment for project objectives, project expansion or project replication;
· Address to gender issues and attract women into the process of project objectives and goals clarification, project management, realization and monitoring;
· Content grounded plans on dissemination of results and experience learned from project realization, their consolidation with local municipality normative documentation;
· Content detailed applicant information (items 9.1-9.6).

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Appendix 1. Terms of reference
Beneficiaries - groups of individuals or organizations receiving social, economic, moral or other benefits or advantages from project implementation.
Gender - not only a biological difference between male and female, but also acquired, socially settled behavior and expectations, related to men and women. Gender is concerned to roles and characteristics assigning to men and women in every definite ethnic culture. These socially conditioned differences reflect concept of biological differences in every society. The main idea of gender modern concept is in acknowledgement of "result equality", in other words, the concept of equality assumes, that difference in approaches to men and women are essential to reach equal (same) results.

Institutionalization - the process of organizational forms acquisition by the programme/project and it's normative/legal security.

Under concept of urban and urban type communities we understand associations of inhabitants such as: associations of mutual aid groups, teachers, doctors, water users; condominiums, housing cooperatives; women, youth, children clubs etc.

Participation principle - each party (poor, population, local municipality bodies, public organizations, private sector, the science and the education etc.) should be aware of decisions taken, measurements goals and objectives, participate in their design, realization, control.

Appendix 2. Project proposal format

PROJECT PROPOSAL FORMAT

COVER PAGE TO BE SUBMITTED IN TWO EXEMPLARS

PROJECT№____________________________________________
(TO BE ASSIGNED BY UNDP)


PROJECT SUMMARY


Country________________________________________________


Name of organization seeking award:__________________________________________

Mail address:_____________________________________________________________

Telephone/fax №, E-mail address:_____________________________________________

Principal officer(s):_________________________________________________________
(name and position)

Project director:____________________________________________________________
(name and position)

Contact for this application (tel., E-mail)__________________________________________
(name and position)

Previous awards received under LIFE Programme (if any):
Project №:___________________________________________________________
Name or title of project:________________________________________________
Grant amount received in ___________________ _________________________
(local currency) (US $ equivalent)

DESCRIPTION
1. Name or title of proposed project (with capital letters)____________________________

_________________________________________________________________________

2. Project location (region, city/town, district, block, street)___________________________

___________________________________________________________________________

3. Project period (months)_____________________________________________________

4. Project total cost in local currency and US dollars equivalent________________________

5. Amount requested from LIFE in local currency and US equivalent___________________

6. Stamp, signature of the principal, project manager_________________________________


Appendix 3. Project objectives, goals and expected results
7. Project goals/objectives, expected results (approximately up to 6000 symbols, or 60-65 lines of 12 character in A 4 format)

Project main goal (write in one sentence up to 12 words)
Project objectives (realistic objectives, solution of which leads to project goals achievement)
Expected results (either project objective are solved or not - it is defined by results. Thus a result - is activity summary on objective solution)
Activity (measurements and activity to obtain results)
Essential conditions and risk possibility expectations of conditions, under which project realization is difficult or impossible, and this conditions are not controlled by the project. E.g. third parties pressure, changes in taxation laws, fires, floods etc.

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